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JS Online: Strong named in New York complaint Journal Sentinel Online is a multimedia news and information service of the ... participated in late trading schemes. Market timing, which involves ... money in the hedge funds. Hedge funds are ... http://www.jsonline.com/bym/news/sep03/167062.asp
Fool.com: Illegal Fund Trading Rampant [Motley Fool Take] September 12, 2003 ... costs of the late-trading scandal. ... Special Broker Deals OUR TAKE Illegal Fund Trading Rampant Email ... ONE) in both late trading and a related practice known as "market timing." But, he ... http://www.fool.com/News/mft/2003/mft03091208.htm
Boston.com / Business / Market-timers get new scrutiny as funds press fight against them ... amount of money, especially in hedge funds, and they're just looking for a place to park it."Market timing in funds used to be ... the headquarters of that broker's firm, demanding that the ... http://www.boston.com/business/articles/2003/09/04/market_timers_get_new_scrutiny_as_funds_press_fight_against_them/
National Regulatory Services - Home ... Manual New! Registered Representative Manual For Broker-Dealers News Dec. 4 - SEC Takes Steps to Address Compliance Programs, Late Trading, Market Timing and Other Abuses Oct. 31 - New Custody ... http://www.nrs-inc.com/
Questions and Answers About Mutual Funds and Market Timing, Late Trading, and Related Issues, September 2003 ... About Mutual Funds and Market Timing, Late Trading, and Related Issues Background ... fund. Mutual funds and hedge funds differ in many ways. Mutual ... such as retail broker-dealers and retirement plan ... http://www.ici.org/new/faqs_timing.html
Fool.com: Come See the Parasites [Commentary] September 5, 2003 Canary Capital stole, and mutual fund managers helped them do it. ... engage in two practices: "late trading," which is illegal; and ... There are thousands of hedge funds in existence, many of which ... http://www.fool.com/news/commentary/2003/commentary030905bm.htm
Bank of America expands restitution ... central to allegations of improper market timing and late trading by New York investor ... not to individual investors or hedge funds but only to registered broker-dealers who lack direct ... http://www.msnbc.com/news/976956.asp
Boston.com / Business / SEC opens probe in Boston ... mutual-fund trading practices by hedge funds and other large investors. The ... business with a broker who engaged in so-called market timing and late trading, said yesterday that each will ... http://www.boston.com/business/globe/articles/2003/09/09/sec_opens_probe_in_boston/
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